Article By Fraser McDonald In The Lawyers Daily – Decision A Cautionary Tale For Unregistered Securities Dealers

Published in The Lawyer’s Daily (www.thelawyersdaily.ca), part of LexisNexis Canada Inc.

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About Allen McDonald Swartz LLP

Allen McDonald Swartz LLP is a Toronto-based boutique law firm that focuses on corporate law, capital markets transactions and securities law.  AMS provides high quality legal advice and exceptional client service to entrepreneurs, high net worth individuals, family-owned businesses, private and public companies, as well as charities and not-for-profit organizations.

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